Managing an Effective AML Compliance Program To be held on 5th to 6th Dec 2013 at Phoenix, AZ

Managing an Effective AML Compliance Program To be held on 5th to 6th Dec 2013 at Phoenix, AZ

 Course Description:
 
 Are the financial transactions within your organization subject to money laundering risk? Do you have a robust internal controls program that focuses on mitigating the greatest AML/Fraud risks? Are your employees aware of the red flags within all financial transaction business processes and know what to do if they find unusual or suspicious activity? Are your company and management are up to date on its compliance requirements and the potential impact of non-compliance?

 Whether you need to get back-to-basics or you are a seasoned AML professional, join us as we explore the many facets of managing an effective AML compliance program: Join us as we focus on the following key elements:

 Regulatory frameworks surrounding anti-money laundering
 Objectives of an effective AML compliance program
 Risk assessing your institution
 Developing robust internal controls
 Training for appropriate personnel
 Expectations and duties of the appointed compliance officer
 Effective audit program to ensure adequacy of your AML compliance program

 Learning Objective:

 Key goals of this course are:

 To provide an understanding of money laundering and how it can impact an institution
 To review the importance of “tone at the top” and how to implement a compliance-friendly environment
 To learn about the critical internal controls and how these controls can protect your institution
 The course will focus on the 4 pillars of an AML compliance program:
 Policies, procedures and internal controls
 Designation of a compliance officer
 Training for appropriate personnel
 Independent audit
 To understand the importance of the risk assessment
 To focus on the senior management/board of directors oversight of the Program
 To discuss customer due diligence and know your customer expectations
 To discuss knowing your high risk customers
 To review implementation steps for enhanced customer due diligence
 To discuss red flags indicating unusual or suspicious activity
 To understand detection and reporting requirements under the Bank Secrecy Act
 To discuss recent case studies

 For more information kindly visit :  http://www.companyprofilesandconferences.com/seminars-conferences/Conference-c42/Managing-an-Effective-AML-Compliance-Program-.html                             

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 Contact us at :

 Company Profiles And Conferences
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 Website : www.companyprofilesandconferences.com